Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Conrad | 4791007 | 3 | 07/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Marie Wright | 1892779 | 3 | 06/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Moore Seldomridge | 5145163 | 5 | 06/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mitchell Robert Janoff | 3272485 | 2 | 05/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Charles Buckley | 5905069 | 1 | 05/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Reginald Kyle Graham | 7264463 | 4 | 05/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin S Hughes | 5833367 | 2 | 04/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas David Pugh | 6602976 | 1 | 03/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vincent John Klein | 6405729 | 5 | 03/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vincent John Klein | 6405729 | 5 | 03/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |