Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Jay Caruso | 2968696 | 2 | 03/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary Anson Moulton | 6485988 | 1 | 03/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Eugene Russell | 1111895 | 1 | 03/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dave Lee Morris | 6178873 | 2 | 03/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katherine Sussman | 7270699 | 1 | 02/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Mario Miller | 6977763 | 3 | 02/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Mario Miller | 6977763 | 3 | 11/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin S Hughes | 5833367 | 2 | 11/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexandria Strawn | 6748480 | 1 | 11/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Moore Seldomridge | 5145163 | 5 | 08/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |