Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dave Lee Morris | 6178873 | 2 | 12/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Naylor Stant | 2784785 | 1 | 11/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Allen Saddler | 2490749 | 8 | 11/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Thomas Rohrer | 2140603 | 5 | 11/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Mario Miller | 6977763 | 3 | 09/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Reginald Kyle Graham | 7264463 | 4 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brock Joseph Brannon | 4712024 | 1 | 08/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Paul Mills | 2377835 | 1 | 05/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin F Hughes | 6872422 | 1 | 05/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Allen Saddler | 2490749 | 8 | 03/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |