Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leo Wilbur McRae | 2359287 | 3 | 05/17/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leo Wilbur McRae | 2359287 | 3 | 04/18/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Robert Hanna | 2547275 | 4 | 01/16/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Isidore R Ogoussan | 5844430 | 1 | 03/15/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Galen Garner | 6433452 | 2 | 08/11/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ginger Burdette Fargas | 5860705 | 1 | 07/08/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Beverly Antoinette Taite | 4125750 | 1 | 06/13/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Amanda Renee Munselle | 5915269 | 1 | 04/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesse Cordoba | 7536667 | 2 | 03/18/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rickey Bowen | 2837377 | 4 | 02/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |