Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fochson Fung | 5335800 | 1 | 03/20/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Addison Steele | 1336981 | 3 | 05/14/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Forrest Brock | 2329752 | 1 | 01/01/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jack Alan Bloom | 1522227 | 1 | 08/30/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Duane J Haley | 5409368 | 4 | 01/05/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Douglas Lucas | 2242815 | 9 | 03/18/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Stephen Kollar | 1067136 | 1 | 09/01/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis Charles Clark | 1057589 | 3 | 05/07/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Carl Jarchow | 2939027 | 1 | 10/20/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Robert Hanna | 2547275 | 4 | 04/18/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |