Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin James Hyland | 4725427 | 2 | 05/23/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason D Hasson | 5317385 | 2 | 01/28/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin James Hyland | 4725427 | 2 | 08/08/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rodney Labruce | 7771379 | 1 | 03/23/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Phillip Oxford Sherrill | 1160379 | 7 | 04/14/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brice W Hartsuch | 5403644 | 1 | 10/25/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeremy Wilkins Laub | 3175099 | 1 | 12/27/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Brown | 5292077 | 2 | 10/29/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason D Hasson | 5317385 | 2 | 07/08/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Addison Steele | 1336981 | 3 | 05/20/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |