Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Brittany M Deweese | 5961410 | 1 | 05/18/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Remy A Dou | 5715963 | 1 | 10/21/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Todd Cameron La Porte | 2245276 | 2 | 08/29/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Daniel Karlsberg | 6107642 | 2 | 07/16/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Michael Richard Brown | 5497151 | 1 | 10/12/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Tiffany Lynn Sanchez | 6481112 | 1 | 09/20/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Elias James Chaikin | 6144766 | 1 | 08/30/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Ryan Scott Raitzyk | 5246850 | 1 | 06/23/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Kenneth Armbruster | 6202550 | 1 | 06/19/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jasen Bryant Dahm | 6368151 | 1 | 09/16/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |