Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Curtis Dean Harris | 2628896 | 1 | 10/24/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Matthew Mitcham | 5481389 | 2 | 08/31/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Paul Destefanis | 1716919 | 8 | 05/13/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Melissa Godwin Scott | 5250911 | 1 | 12/13/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregg Mitchell Karal | 2350524 | 1 | 10/27/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Harley Lance Kaplan | 1195219 | 2 | 10/13/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald Mercatante | 4256656 | 3 | 09/28/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard D Martin | 2261076 | 4 | 09/12/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alexi Howie | 3197431 | 1 | 11/01/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Michael McNamara | 2445183 | 3 | 07/08/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |