Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Douglas Lepage | 4036106 | 1 | 08/30/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Aaron Frye | 2834795 | 9 | 02/15/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Pamela Shields Cole | 1336621 | 1 | 11/29/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Wayne Favorite | 1230977 | 3 | 09/22/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gabriel Johanan Smith | 2661965 | 2 | 05/12/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Anthony Cue | 5532768 | 1 | 04/21/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bradley Joseph Burditt | 1428642 | 1 | 04/09/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Gerard Duplisea | 2125451 | 2 | 12/11/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Gerard Duplisea | 2125451 | 2 | 12/11/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Russell Kelley | 4644071 | 1 | 11/05/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |