Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cathy A Tamez | 4221255 | 2 | 03/02/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cathy A Tamez | 4221255 | 2 | 03/02/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ralph Edward Martin | 1357741 | 6 | 12/31/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Franklin Leone | 1873046 | 4 | 04/03/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Susan Lynn Cooper | 1201256 | 2 | 04/01/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Susan Lynn Cooper | 1201256 | 2 | 04/01/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bradford Sanders Myers | 4953780 | 1 | 03/26/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Ashby Chrisman | 1260526 | 4 | 10/03/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Justin Tegano | 2779919 | 2 | 04/29/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Justin Tegano | 2779919 | 2 | 04/29/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |