Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leo Wilbur McRae | 2359287 | 3 | 10/28/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William A Fochi | 1773450 | 5 | 02/17/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Paul Melnyk | 5537961 | 1 | 11/20/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Joseph King | 3205483 | 1 | 09/09/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark William Menard | 2066519 | 2 | 06/17/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Elizabeth Stockwell | 6398497 | 4 | 03/19/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Vincent J Catalano | 5238819 | 2 | 09/26/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian C Kennedy | 2321416 | 9 | 09/26/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Ernest Joly | 2193463 | 8 | 07/10/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Michael Hurley | 5817890 | 1 | 04/27/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |