Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leonard Michael Brunkey | 1955890 | 2 | 04/17/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Evan Fox | 1457689 | 3 | 06/06/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edward Tony Carfang | 1228995 | 2 | 05/15/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Lee Nash | 1882389 | 5 | 10/26/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Joseph Curley | 58965 | 2 | 02/10/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Winston Cartwright Sheppard | 1028461 | 1 | 05/22/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ellis Eugene Grossnickle | 1283246 | 3 | 09/01/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |