Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Rene Beaudry | 1982302 | 1 | 04/03/2000 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Nadine M Burns | 2288073 | 1 | 08/12/1999 | Customer Dispute | Denied | $5,953.17 | $0.00 | See FINRA Report |
| Jason Maximillian Baker | 2571121 | 4 | 04/27/1999 | Customer Dispute | Denied | $64,986.20 | $0.00 | See FINRA Report |
| Warren Samuel Wernick | 1684550 | 2 | 03/10/1999 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Lesley Marshall Vanborssum | 1430557 | 4 | 02/19/1999 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Sprague | 2184128 | 2 | 02/02/1999 | Customer Dispute | Denied | $282,000.00 | $0.00 | See FINRA Report |
| Jeffrey David Kercher | 2045274 | 4 | 12/14/1998 | Customer Dispute | Denied | $21,140.20 | $0.00 | See FINRA Report |
| Steven Alan Greene | 2286537 | 6 | 09/25/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David William Gamblin | 1558687 | 2 | 04/15/1998 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Michael Alan Adrian | 2459590 | 1 | 09/04/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |