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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 281-290 out of 300 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Donald Thomas Fetsko2878731408/23/2001Customer DisputeDenied$8,000.00$0.00See FINRA Report
Robert Stephen Wood2302562208/21/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Charles J Wagner2412527106/07/2001Customer DisputeDenied$11,598.30$0.00See FINRA Report
Richard Joseph Curley58965205/10/2001Customer DisputeDenied$1,200,000.00$0.00See FINRA Report
Alan Lee Supp2702624205/01/2001Customer DisputeDenied$9,100.00$0.00See FINRA Report
Steven Alan Greene2286537601/03/2001Customer DisputeDenied$6,406.00$0.00See FINRA Report
Stephen James Zade2075411210/06/2000Customer DisputeDenied$28,211.20$0.00See FINRA Report
Michael Wayne Favorite1230977308/17/2000Customer DisputeDenied$50,000.00$0.00See FINRA Report
Erin Lane Wideman2167035205/26/2000Customer DisputeDenied$60,000.00$0.00See FINRA Report
Jason Maximillian Baker2571121404/28/2000Customer DisputeDenied$335,000.00$0.00See FINRA Report

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