Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joyce Ann Blonskij | 1411467 | 2 | 10/29/2002 | Customer Dispute | Denied | $5,867.74 | $0.00 | See FINRA Report |
| Charles Stuart Tyler | 2258245 | 3 | 09/30/2002 | Customer Dispute | Denied | $350,000.00 | $0.00 | See FINRA Report |
| Ramon Valdez | 2592276 | 14 | 08/27/2002 | Customer Dispute | Denied | $7,846.71 | $0.00 | See FINRA Report |
| Matthew Alan Caputo | 1096438 | 1 | 08/17/2002 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| David Lee Kunhardt | 1651471 | 3 | 08/14/2002 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| William Glen Newbury | 1890435 | 4 | 08/12/2002 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Francis Stephen Zoracki | 1363103 | 2 | 08/09/2002 | Customer Dispute | Denied | $34,000.00 | $0.00 | See FINRA Report |
| Lisa Sappenfield Boyer | 1227722 | 1 | 08/06/2002 | Customer Dispute | Denied | $25,060.00 | $0.00 | See FINRA Report |
| Donald Thomas Fetsko | 2878731 | 4 | 07/22/2002 | Customer Dispute | Denied | $11,824.50 | $0.00 | See FINRA Report |
| Martin Lee Evans | 2693722 | 3 | 07/05/2002 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |