Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Franklin Leone | 1873046 | 4 | 07/16/2003 | Customer Dispute | Denied | $32,643.00 | $0.00 | See FINRA Report |
| Kim David Larkin | 1474968 | 1 | 06/20/2003 | Customer Dispute | Denied | $7,695.00 | $0.00 | See FINRA Report |
| Christopher Lee Bishop | 2932632 | 1 | 06/10/2003 | Customer Dispute | Denied | $24,933.40 | $0.00 | See FINRA Report |
| David Nathan Williams | 1922731 | 1 | 04/28/2003 | Customer Dispute | Denied | $89,465.00 | $0.00 | See FINRA Report |
| Charles Allen Rogers | 3083764 | 1 | 03/27/2003 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Christian Eby Laver | 1151853 | 2 | 02/05/2003 | Customer Dispute | Denied | $6,675.89 | $0.00 | See FINRA Report |
| Steven Michael Fain | 2996318 | 2 | 12/16/2002 | Customer Dispute | Denied | $83,412.90 | $0.00 | See FINRA Report |
| Mary Angel Coelho | 1318101 | 1 | 12/12/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Depaolo | 2761917 | 1 | 11/13/2002 | Customer Dispute | Denied | $6,296.26 | $0.00 | See FINRA Report |
| Michael Ray Gula | 1358776 | 1 | 11/05/2002 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |