Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Nelson Stclair | 2166947 | 2 | 05/04/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William James Marinelli | 2338409 | 1 | 03/08/2004 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| John Steven Ruzza | 1619227 | 2 | 03/02/2004 | Customer Dispute | Denied | $31,165.10 | $0.00 | See FINRA Report |
| John David Fuller | 1726295 | 2 | 02/05/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Nicholas Dimitriou | 3124886 | 1 | 12/03/2003 | Customer Dispute | Denied | $12,600.00 | $0.00 | See FINRA Report |
| Mark Joseph Stevens | 1509761 | 1 | 09/26/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Francis Roda | 1787657 | 2 | 09/05/2003 | Customer Dispute | Denied | $6,873.74 | $0.00 | See FINRA Report |
| Donald P Qualters | 3184519 | 1 | 08/25/2003 | Customer Dispute | Denied | $10,556.00 | $0.00 | See FINRA Report |
| Michael Stanley Blaszczak | 1897395 | 1 | 08/14/2003 | Customer Dispute | Denied | $33,273.00 | $0.00 | See FINRA Report |
| Douglas Patrick McAllister | 3038834 | 1 | 08/04/2003 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |