Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Michel Horvath | 1946774 | 1 | 04/06/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cam Joel Mader | 2221774 | 1 | 02/23/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Dale Allen | 873728 | 4 | 02/18/2005 | Customer Dispute | Denied | $1,200.00 | $0.00 | See FINRA Report |
| Jennifer Michelle Romano | 2628102 | 2 | 11/05/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Royce Wagner | 1070463 | 2 | 10/07/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John David Harper | 1294882 | 1 | 10/05/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd Matthew Musial | 2288824 | 1 | 09/28/2004 | Customer Dispute | Denied | $177,000.00 | $0.00 | See FINRA Report |
| Wilfred Joseph Brockman | 2234536 | 2 | 08/25/2004 | Customer Dispute | Denied | $99,071.00 | $0.00 | See FINRA Report |
| Hunter James Wade | 2587803 | 1 | 08/25/2004 | Customer Dispute | Denied | $58,948.00 | $0.00 | See FINRA Report |
| Andre Walter Korogodon | 1359773 | 1 | 05/12/2004 | Customer Dispute | Denied | $38,502.00 | $0.00 | See FINRA Report |