Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Michael Fain | 2996318 | 2 | 11/16/2006 | Customer Dispute | Denied | $11,407.70 | $0.00 | See FINRA Report |
| David Lee Kunhardt | 1651471 | 3 | 09/26/2006 | Customer Dispute | Denied | $8,080.00 | $0.00 | See FINRA Report |
| Joseph John Giangiulio | 1148025 | 3 | 09/12/2006 | Customer Dispute | Denied | $28,871.00 | $0.00 | See FINRA Report |
| Mark Steven Fantasia | 2920917 | 2 | 08/31/2006 | Customer Dispute | Denied | $8,500.00 | $0.00 | See FINRA Report |
| Mark Karl Menzel | 728378 | 2 | 05/24/2006 | Customer Dispute | Denied | $11,650.00 | $0.00 | See FINRA Report |
| Steven Alan Greene | 2286537 | 6 | 05/10/2006 | Customer Dispute | Denied | $10,382.70 | $0.00 | See FINRA Report |
| Jonathan Gregory Heller | 1183912 | 3 | 05/01/2006 | Customer Dispute | Denied | $103,000.00 | $0.00 | See FINRA Report |
| Brian Markley Broberg | 2572950 | 5 | 03/31/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Dale Allen | 873728 | 4 | 03/23/2006 | Customer Dispute | Denied | $11,958.00 | $0.00 | See FINRA Report |
| John Christian Schlegel | 1985811 | 1 | 01/29/2006 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |