Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kerry Earl Castonguay | 4978306 | 1 | 02/20/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stan Gene Wagner | 4130465 | 1 | 02/20/2008 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Brian S Boffa | 5167002 | 1 | 02/05/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Lee Nash | 1882389 | 5 | 01/02/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jerry Bradford Grimes | 3039718 | 1 | 04/02/2007 | Customer Dispute | Denied | $9,500.00 | $0.00 | See FINRA Report |
| Mitchell Mark Eisenberg | 1193021 | 1 | 03/07/2007 | Customer Dispute | Denied | $10,500.00 | $0.00 | See FINRA Report |
| Carl Steven Myers | 2668870 | 3 | 03/06/2007 | Customer Dispute | Denied | $26,757.90 | $0.00 | See FINRA Report |
| David Gerard Robertson | 1952646 | 2 | 02/20/2007 | Customer Dispute | Denied | $123,000.00 | $0.00 | See FINRA Report |
| Sarah Maire Berner | 4802796 | 1 | 01/02/2007 | Customer Dispute | Denied | $6,334.00 | $0.00 | See FINRA Report |
| Brandon Lee Erickson | 4827390 | 1 | 11/16/2006 | Customer Dispute | Denied | $11,407.70 | $0.00 | See FINRA Report |