Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lesley Marshall Vanborssum | 1430557 | 4 | 08/26/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mark Briggs Dudycha | 2599756 | 1 | 07/26/2008 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Lawrence Curtis Smoller | 1364572 | 1 | 07/16/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Rebecca Dawn Turner | 1982423 | 2 | 07/16/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Louis Szymborski | 4131253 | 2 | 05/19/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Griffin | 1559004 | 3 | 04/29/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Judith Ann Miron | 4330139 | 1 | 04/15/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Mason John | 2096206 | 1 | 03/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Charles Stevens | 2470433 | 10 | 02/25/2008 | Customer Dispute | Denied | $6,081.00 | $0.00 | See FINRA Report |
| Mark Steven Fantasia | 2920917 | 2 | 02/20/2008 | Customer Dispute | Denied | $5,500.00 | $0.00 | See FINRA Report |