Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daryl Miller | 2706426 | 1 | 02/25/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chadwick M Mangum | 5281294 | 1 | 01/01/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Melissa Joy Nordaby | 2991608 | 1 | 09/21/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Steven Hammond | 3002992 | 1 | 04/04/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Sherman | 4351022 | 1 | 02/06/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brent Allen Ward | 2781771 | 1 | 07/15/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Barry Jack Schmidt | 1494452 | 1 | 10/18/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Earl Steiner | 3027728 | 1 | 10/04/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carl Steven Myers | 2668870 | 3 | 03/16/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cathy Webster Pinard | 4282168 | 2 | 12/21/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |