Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carol Ann Sumoski | 6290355 | 1 | 12/03/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cristobal Aaron Delgado | 6635066 | 1 | 05/13/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Todd Johnson | 6587287 | 1 | 12/30/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark John Thornton | 2144012 | 1 | 11/05/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jack Armstrong Derby | 2643058 | 1 | 09/04/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Peter Schlegel | 4097955 | 1 | 03/30/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sarah Marie Krenz | 6336136 | 1 | 06/20/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Philip O'Connor | 2789394 | 1 | 02/20/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley Scott Stewart | 6563409 | 1 | 01/05/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bryan Deshane Ramsay | 5013223 | 1 | 05/15/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |