Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kendrick Vern Herring | 1639641 | 1 | 10/17/2002 | Customer Dispute | Settled | $68,881.00 | $0.00 | See FINRA Report |
| Christopher Mark Scout | 2412842 | 2 | 09/04/2002 | Customer Dispute | Denied | $7,151.32 | $0.00 | See FINRA Report |
| Kerry Constantine Geaneas | 2391503 | 5 | 03/12/2002 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| James Robert Combs | 3002167 | 1 | 10/15/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Jerome McKersie | 2503728 | 1 | 07/27/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kerry Constantine Geaneas | 2391503 | 5 | 06/18/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kerry Constantine Geaneas | 2391503 | 5 | 05/04/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kerry Constantine Geaneas | 2391503 | 5 | 10/25/2000 | Customer Dispute | Award / Judgment | $1,750,000.00 | $35,000.00 | See FINRA Report |
| Kerry Constantine Geaneas | 2391503 | 5 | 10/11/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Bunyon Glover | 1628301 | 3 | 09/30/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |