Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cantor Fitzgerald & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Wayne Arthur Buchan | 3066610 | 1 | 02/03/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Lawrence Daniel Garrity | 2480819 | 1 | 10/18/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Bradley Dale Whitener | 1040853 | 3 | 10/24/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |