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FINRA Broker Disclosures for Cantor Fitzgerald & Co.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cantor Fitzgerald & Co.. Search or filter the database to find more about a specific broker.

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Displaying 41-50 out of 53 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Daniel I Berthiaume2613400101/24/2000RegulatoryFinal$0.00$0.00See FINRA Report
Brian Keith White4495357109/16/1999CriminalFinal Disposition$0.00$0.00See FINRA Report
Lizy Elizabeth Chandy Khalfan4196096103/21/1998CriminalFinal Disposition$0.00$0.00See FINRA Report
Peter Alan Rosenthal2293420112/31/1997Customer DisputeDenied$2,513.28$0.00See FINRA Report
Bradley Dale Whitener1040853305/29/1996RegulatoryFinal$0.00$0.00See FINRA Report
Christopher James Muse3113594111/19/1995CriminalFinal Disposition$0.00$0.00See FINRA Report
Bradley Dale Whitener1040853307/05/1994Employment Separation After Allegations$0.00$0.00See FINRA Report
Howard William Lutnick1157026201/10/1992Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Jeffrey Campbell Anderson2834404101/23/1988CriminalFinal Disposition$0.00$0.00See FINRA Report
Anthony John Manzo1730936104/08/1986CriminalFinal Disposition$0.00$0.00See FINRA Report

53 Results

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