Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cantor Fitzgerald & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Daniel I Berthiaume | 2613400 | 1 | 01/24/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Brian Keith White | 4495357 | 1 | 09/16/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Lizy Elizabeth Chandy Khalfan | 4196096 | 1 | 03/21/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Peter Alan Rosenthal | 2293420 | 1 | 12/31/1997 | Customer Dispute | Denied | $2,513.28 | $0.00 | See FINRA Report |
Bradley Dale Whitener | 1040853 | 3 | 05/29/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Christopher James Muse | 3113594 | 1 | 11/19/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Bradley Dale Whitener | 1040853 | 3 | 07/05/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Howard William Lutnick | 1157026 | 2 | 01/10/1992 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
Jeffrey Campbell Anderson | 2834404 | 1 | 01/23/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Anthony John Manzo | 1730936 | 1 | 04/08/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |