Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cantor Fitzgerald & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ron Jacoby | 2033977 | 5 | 04/15/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ron Jacoby | 2033977 | 5 | 03/31/2008 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Richard Bierbaum | 5010470 | 2 | 09/18/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Slater Carberry | 2717703 | 1 | 08/01/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Kurtis Pointer | 5654774 | 1 | 03/29/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradford Meikle | 2763611 | 1 | 03/15/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert James Harrington | 4038392 | 1 | 04/15/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Luke Matthew Mercadante | 5815107 | 1 | 09/26/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Bierbaum | 5010470 | 2 | 05/28/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Jon Bell | 3021139 | 1 | 03/13/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |