Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cantor Fitzgerald & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Justin | 6353396 | 1 | 11/24/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Grenville Reed Day | 5194046 | 1 | 11/20/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Banks | 2571150 | 1 | 04/15/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Duncan Lamar Baker | 7075795 | 1 | 05/11/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ron Jacoby | 2033977 | 5 | 01/24/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ron Jacoby | 2033977 | 5 | 01/21/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ron Jacoby | 2033977 | 5 | 01/11/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Howard William Lutnick | 1157026 | 2 | 12/09/2010 | Customer Dispute | Settled | $430,000,000.00 | $0.00 | See FINRA Report |
| Thomas Anzalone | 1161513 | 1 | 12/09/2010 | Customer Dispute | Settled | $430,000,000.00 | $0.00 | See FINRA Report |
| Stephen Marcus Merkel | 2366318 | 1 | 12/09/2010 | Customer Dispute | Settled | $430,000,000.00 | $0.00 | See FINRA Report |