Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cantor Fitzgerald & Co.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin K Maxton | 5755913 | 1 | 02/21/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Londono | 2484630 | 3 | 02/01/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adam Engelhardt | 2758101 | 1 | 01/09/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Seth Michael Warshaw | 5287542 | 1 | 11/25/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Scott Miller | 2654063 | 1 | 06/22/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sarah C Honhold | 6286866 | 1 | 03/28/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Joseph Leathers | 1130777 | 1 | 04/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Alfred Rhea | 2451736 | 1 | 01/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Patrick Reardon | 4679428 | 1 | 06/16/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bradley Winer | 4256792 | 1 | 05/08/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |