Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alyssa Jeanette Fiumano | 3003477 | 2 | 11/21/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Susan Robin Riser Whitlock | 5287262 | 1 | 01/03/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Edward Sullivan | 1250829 | 3 | 10/12/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Edward Sullivan | 1250829 | 3 | 09/01/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |