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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Erick Ray Zanner1068709202/05/2020Judgment / Lien$0.00$0.00See FINRA Report
Eric G Weinberg1784861701/18/2018Judgment / Lien$0.00$0.00See FINRA Report
Erick Ray Zanner1068709212/10/2013Judgment / Lien$0.00$0.00See FINRA Report
Eric G Weinberg1784861709/22/2005Customer DisputeSettled$663,504.00$0.00See FINRA Report
Eric G Weinberg1784861712/28/2004Customer DisputeDenied$27,787.90$0.00See FINRA Report
Eric G Weinberg1784861707/08/2003Customer DisputeSettled$456,000.00$0.00See FINRA Report
Eric G Weinberg1784861705/15/2002Customer DisputeSettled$498,992.00$0.00See FINRA Report
Eric G Weinberg1784861707/10/1996Customer DisputeSettled$1,500,000.00$0.00See FINRA Report
Eric G Weinberg1784861711/18/1993Customer DisputeSettled$15,000.00$0.00See FINRA Report

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