Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oceanus Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael John Earlywine | 2166679 | 1 | 06/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Quigley | 1716324 | 2 | 05/02/1996 | Customer Dispute | Settled | $11,350.00 | $0.00 | See FINRA Report |
| Thomas Joseph Quigley | 1716324 | 2 | 05/02/1996 | Customer Dispute | Settled | $11,350.00 | $0.00 | See FINRA Report |
| Jason Michael Valdez | 2993533 | 1 | 03/03/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |