Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sagepoint Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Burton Hassler | 858435 | 5 | 09/30/1980 | Customer Dispute | Settled | $56,801.00 | $0.00 | See FINRA Report |
| J. Michael Seymour | 2480641 | 8 | 06/11/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Vincent Bradley | 2105923 | 2 | 09/03/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laurence Andrew McHugh | 2427447 | 5 | 09/06/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Christian Reese | 1501124 | 3 | 11/14/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laurence Andrew McHugh | 2427447 | 5 | 04/09/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Vincent Bradley | 2105923 | 2 | 06/15/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Linda Marie Mauro | 1020555 | 1 | 06/09/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kathleen Elizabeth Apodaca | 4525970 | 1 | 06/30/1973 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Clark Gossling | 2545451 | 2 | 11/30/-0001 | Investigation | $0.00 | $0.00 | See FINRA Report |