Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sagepoint Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Allen Webster | 4287039 | 1 | 11/01/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Troy Malon Axelson | 2405148 | 2 | 03/14/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kimberlee Lomas | 2617827 | 1 | 05/11/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Clifford Becker | 4635972 | 1 | 04/12/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laurence Andrew McHugh | 2427447 | 5 | 07/16/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Edward Simmons | 2877528 | 2 | 12/01/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Davis | 2165596 | 4 | 08/27/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| J. Michael Seymour | 2480641 | 8 | 06/11/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Vincent Bradley | 2105923 | 2 | 09/03/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laurence Andrew McHugh | 2427447 | 5 | 09/06/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |