Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sagepoint Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Louis Romero Barragan | 4601594 | 1 | 10/14/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Derek Levi Cate | 5629880 | 1 | 10/09/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Christian Reese | 1501124 | 3 | 03/04/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul David Decesare | 1833415 | 1 | 06/24/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Saverio Longo | 4153148 | 1 | 02/06/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael David Young | 6137253 | 1 | 06/28/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Joseph Mauro | 824304 | 12 | 06/27/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Scott Killworth | 4586267 | 1 | 06/13/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Ford Stoner | 6105538 | 1 | 03/01/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Vernon Pinto | 4064269 | 4 | 10/13/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |