Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambria Capital, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Quinn Dallin | 5555306 | 1 | 02/02/2021 | Customer Dispute | Withdrawn | $545,624.00 | $0.00 | See FINRA Report |
| Mark Harris Elenowitz | 2057802 | 4 | 09/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Harris Elenowitz | 2057802 | 4 | 05/29/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Tyler Floor | 2769118 | 1 | 11/07/2017 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Mark Harris Elenowitz | 2057802 | 4 | 03/17/2017 | Customer Dispute | Settled | $1,750,000.00 | $0.00 | See FINRA Report |
| Mark Harris Elenowitz | 2057802 | 4 | 02/08/2017 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Joel Michael Vanderhoof | 4152196 | 1 | 11/15/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |