Our Staff has compiled our research into a database of FINRA Broker Disclosures for Swbc Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Scott Rykert | 2128744 | 3 | 06/29/2004 | Customer Dispute | Award / Judgment | $18,792.00 | $19,419.40 | See FINRA Report |