Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terry Harland Hall | 2567070 | 1 | 02/09/2006 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Jeffrey Willard Apps | 4327629 | 1 | 01/13/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Milton Montgomery | 1033543 | 1 | 09/23/1992 | Customer Dispute | Settled | $203,000.00 | $0.00 | See FINRA Report |