Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Mott Lewry | 308983 | 1 | 02/10/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Winston Main | 601100 | 1 | 11/29/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |