Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stillpoint Capital, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Gary Scott Parker | 1836520 | 5 | 12/06/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Gary Scott Parker | 1836520 | 5 | 05/20/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Gary Scott Parker | 1836520 | 5 | 04/05/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Gary Scott Parker | 1836520 | 5 | 03/24/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Gary Scott Parker | 1836520 | 5 | 03/02/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Scott Walter Sims | 5099731 | 2 | 10/01/2015 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Scott Walter Sims | 5099731 | 2 | 05/20/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Thomas Gerald Kastner | 5924077 | 1 | 08/09/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |