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FINRA Broker Disclosures for Stillpoint Capital, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stillpoint Capital, LLC. Search or filter the database to find more about a specific broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Gary Scott Parker1836520512/06/2016Judgment / Lien$0.00$0.00See FINRA Report
Gary Scott Parker1836520505/20/2016Judgment / Lien$0.00$0.00See FINRA Report
Gary Scott Parker1836520504/05/2016Judgment / Lien$0.00$0.00See FINRA Report
Gary Scott Parker1836520503/24/2016Judgment / Lien$0.00$0.00See FINRA Report
Gary Scott Parker1836520503/02/2016Judgment / Lien$0.00$0.00See FINRA Report
Scott Walter Sims5099731210/01/2015Customer DisputeSettled$100,000.00$0.00See FINRA Report
Scott Walter Sims5099731205/20/2014Customer DisputeDenied$0.00$0.00See FINRA Report
Thomas Gerald Kastner5924077108/09/1985CriminalFinal Disposition$0.00$0.00See FINRA Report

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