Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brown, Lisle/Cummings, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Arthur Marginson | 860727 | 2 | 03/05/2015 | Customer Dispute | Settled | $41,000.00 | $0.00 | See FINRA Report |
| John Arthur Marginson | 860727 | 2 | 08/21/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Read Knowles | 272626 | 1 | 10/18/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |