Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Paul Jacques Stawinski | 717063 | 6 | 05/02/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Glenn Ward Leboeuf | 1003078 | 7 | 10/01/1989 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
Glenn Ward Leboeuf | 1003078 | 7 | 01/11/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Glenn Ward Leboeuf | 1003078 | 7 | 10/21/1987 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Glenn Ward Leboeuf | 1003078 | 7 | 10/20/1987 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Glenn Ward Leboeuf | 1003078 | 7 | 10/16/1987 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |