Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Glenn Ward Leboeuf | 1003078 | 7 | 03/13/2002 | Customer Dispute | Denied | $148,605.00 | $0.00 | See FINRA Report |
| Glenn Ward Leboeuf | 1003078 | 7 | 03/13/2002 | Customer Dispute | Settled | $127,000.00 | $0.00 | See FINRA Report |
| Terry Lee Brodt | 2033812 | 10 | 09/06/2001 | Customer Dispute | Denied | $9,985.00 | $0.00 | See FINRA Report |
| Scott Henry Sari | 2226426 | 3 | 05/30/2001 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Jason Eric Zwibel | 2460258 | 6 | 11/22/2000 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |
| Anthony Richard Joslin | 2281191 | 11 | 08/23/2000 | Customer Dispute | Settled | $625,000.00 | $0.00 | See FINRA Report |
| Paul Jacques Stawinski | 717063 | 6 | 02/11/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason Eric Zwibel | 2460258 | 6 | 04/20/1998 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Jason Eric Zwibel | 2460258 | 6 | 11/21/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Raymond Edward Ambrosino | 2070784 | 1 | 05/17/1994 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |