Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Theodore Kuczinski | 2299255 | 3 | 01/09/2014 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Paul Jacques Stawinski | 717063 | 6 | 07/10/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nabil Bouab | 4340284 | 8 | 06/05/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Joseph Lombardozzi | 3190741 | 2 | 03/20/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Jacques Stawinski | 717063 | 6 | 12/24/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Terry Lee Brodt | 2033812 | 10 | 12/06/2012 | Customer Dispute | Closed-No Action | $47,950.00 | $0.00 | See FINRA Report |
| Terry Lee Brodt | 2033812 | 10 | 10/31/2012 | Customer Dispute | Settled | $50,570.00 | $0.00 | See FINRA Report |
| Joseph Anthony Petrillo | 4129541 | 4 | 08/12/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard L Going | 4416135 | 1 | 06/28/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin John Derosa | 2314895 | 5 | 05/11/2012 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |