Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terry Lee Brodt | 2033812 | 10 | 05/12/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John N Girgis | 5021526 | 5 | 12/13/2016 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Paul Jacques Stawinski | 717063 | 6 | 07/27/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Terry Lee Brodt | 2033812 | 10 | 07/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terry Lee Brodt | 2033812 | 10 | 05/16/2016 | Customer Dispute | Settled | $485,980.00 | $0.00 | See FINRA Report |
| Nabil Bouab | 4340284 | 8 | 06/03/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Charles Madigan | 2016175 | 2 | 05/01/2015 | Customer Dispute | Award / Judgment | $214,349.00 | $0.00 | See FINRA Report |
| Joseph Anthony Petrillo | 4129541 | 4 | 09/09/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Richard Joslin | 2281191 | 11 | 06/04/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven David Trigili | 2232496 | 1 | 03/13/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |