Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Jacques Stawinski | 717063 | 6 | 09/02/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John N Girgis | 5021526 | 5 | 03/21/2022 | Customer Dispute | Settled | $210,181.00 | $0.00 | See FINRA Report |
| John N Girgis | 5021526 | 5 | 12/24/2020 | Customer Dispute | Award / Judgment | $411,740.00 | $234,336.00 | See FINRA Report |
| Michael Joseph Azzato | 6148833 | 2 | 04/30/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Eric Zwibel | 2460258 | 6 | 08/02/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Richard Joslin | 2281191 | 11 | 06/25/2019 | Customer Dispute | Settled | $300,763.00 | $0.00 | See FINRA Report |
| Michael Joseph Azzato | 6148833 | 2 | 06/21/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Joseph Lombardozzi | 3190741 | 2 | 07/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Eric Zwibel | 2460258 | 6 | 11/28/2017 | Customer Dispute | Settled | $2,670,750.00 | $0.00 | See FINRA Report |
| Terry Lee Brodt | 2033812 | 10 | 11/20/2017 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |