Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Richard Joslin | 2281191 | 11 | 09/26/2005 | Customer Dispute | Denied | $17,800.00 | $0.00 | See FINRA Report |
| Anthony Richard Joslin | 2281191 | 11 | 04/26/2005 | Customer Dispute | Settled | $109,411.00 | $0.00 | See FINRA Report |
| Anthony Richard Joslin | 2281191 | 11 | 04/11/2005 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Anthony Richard Joslin | 2281191 | 11 | 11/22/2004 | Customer Dispute | Denied | $38,676.00 | $0.00 | See FINRA Report |
| Roy Arendal Norman | 1543608 | 3 | 10/18/2004 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Anthony Richard Joslin | 2281191 | 11 | 05/27/2004 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Michael Theodore Kuczinski | 2299255 | 3 | 09/02/2003 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Anthony Richard Joslin | 2281191 | 11 | 03/14/2003 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Michael Theodore Kuczinski | 2299255 | 3 | 03/03/2003 | Customer Dispute | Settled | $78,000.00 | $0.00 | See FINRA Report |
| Glenn Ward Leboeuf | 1003078 | 7 | 03/13/2002 | Customer Dispute | Denied | $148,605.00 | $0.00 | See FINRA Report |