Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terry Lee Brodt | 2033812 | 10 | 10/31/2012 | Customer Dispute | Settled | $50,570.00 | $0.00 | See FINRA Report |
| Kevin John Derosa | 2314895 | 5 | 05/11/2012 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Terry Lee Brodt | 2033812 | 10 | 06/09/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gregory A Gallo | 2701176 | 2 | 06/07/2010 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| John N Girgis | 5021526 | 5 | 02/04/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Timothy Sean McEneny | 2250543 | 3 | 11/09/2009 | Customer Dispute | Settled | $46,339.50 | $0.00 | See FINRA Report |
| Kevin John Derosa | 2314895 | 5 | 04/29/2009 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Jason Eric Zwibel | 2460258 | 6 | 06/27/2007 | Customer Dispute | Settled | $690,000.00 | $0.00 | See FINRA Report |
| Roy Arendal Norman | 1543608 | 3 | 05/22/2006 | Customer Dispute | Award / Judgment | $304,000.00 | $0.00 | See FINRA Report |
| Donald Charles Madigan | 2016175 | 2 | 02/06/2006 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |