Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Eric Zwibel | 2460258 | 6 | 08/02/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Richard Joslin | 2281191 | 11 | 06/25/2019 | Customer Dispute | Settled | $300,763.00 | $0.00 | See FINRA Report |
| Jason Eric Zwibel | 2460258 | 6 | 11/28/2017 | Customer Dispute | Settled | $2,670,750.00 | $0.00 | See FINRA Report |
| Terry Lee Brodt | 2033812 | 10 | 11/20/2017 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| John N Girgis | 5021526 | 5 | 12/13/2016 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Terry Lee Brodt | 2033812 | 10 | 05/16/2016 | Customer Dispute | Settled | $485,980.00 | $0.00 | See FINRA Report |
| Donald Charles Madigan | 2016175 | 2 | 05/01/2015 | Customer Dispute | Award / Judgment | $214,349.00 | $0.00 | See FINRA Report |
| Michael Theodore Kuczinski | 2299255 | 3 | 01/09/2014 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Daniel Joseph Lombardozzi | 3190741 | 2 | 03/20/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Terry Lee Brodt | 2033812 | 10 | 12/06/2012 | Customer Dispute | Closed-No Action | $47,950.00 | $0.00 | See FINRA Report |