Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Prime Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Bjorgaard | 7183898 | 1 | 03/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eamon Patrick McCooey | 1762536 | 1 | 01/06/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Fasanello | 4269261 | 1 | 01/23/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |